Form 3 Sec. Nature of indirect beneficial ownership (instr. Initial statement of beneficial ownership of securities is a document filed by a company insider or major shareholder with the securities and exchange commission (sec).
SEC Form S4 Defined
Web under section 13 of the exchange act, reports made to the u.s. Web the federal securities laws require certain individuals (such as officers, directors, and those that hold more than 10% of any class of a company’s securities, together we’ll call, “insiders”) to report purchases, sales, and holdings of their company’s securities by filing forms 3, 4, and 5. The filer must list all equity securities (including derivatives) held at the time the person becomes an insider. Securities and exchange commission (the “ sec ”) are filed on schedule 13d, schedule 13g, form 13f, and form 13h, each of which is discussed in more detail below. *if the form is filed by more than one reporting person, see: Employer identification number) (address, including zip code, and telephone number, including area code, of registrant’s principal executive ofices) Direct (d)or indirect (i) (instr. Web sec form 3: Web the form 3 requires basic information about the filer and the security held. If no securities are held, the insider must file a form 3 reflecting that no securities are owned.
*if the form is filed by more than one reporting person, see: Web what’s a form 3? The filer must list all equity securities (including derivatives) held at the time the person becomes an insider. Web form 3 initial statement of beneficial ownership of securities the commission is authorized to solicit the information required by this form pursuant to sections 16(a) and 23(a) of the securities exchange act of 1934, and sections 30(h) and 38 of the investment company act of 1940, and the rules and regulations. Nature of indirect beneficial ownership (instr. Web sec form 3: Report on a separate line for each class of securities beneficially owned directly or indirectly. If no securities are held, the insider must file a form 3 reflecting that no securities are owned. Form 3 must be filed within 10 days after the person becomes an insider. Employer identification number) (address, including zip code, and telephone number, including area code, of registrant’s principal executive ofices) Web the form 3 requires basic information about the filer and the security held.
